Wiley Series 4 Exam Review 2016 + Test Bank: The Registered Options Principal Examination

The Go-to Guide To Acing The Series 4 Exam! The Registered Options Principal Qualification Examination (series 4) Was Designed To Test A Candidate's Knowledge Of The Rules And Statutory Provisions Applicable To The Supervisory Management Of A Firm's Options Personnel And Options Accounts. After Passing The Exam, A Registered Person May Supervise A Finra Member Firm's Options Business And Is Qualified To Oversee Trades On All Forms Of Options, From Equity Options To Foreign Currency Options To Options On Government And Mortgage-backed Securities. The Subject Areas Covered In The Exam Are: Options Investment Strategies; Supervision Of Sales Activities And Trading Practices; Supervision Of Employees, Business Conduct; And Recordkeeping And Reporting Requirements. Created By The Experts At The Securities Institute Of America, Inc., Wiley Series 4 Exam Review 2016 Arms You With What You Need To Score High On The Test. Designed To Let You Build And Fine-tune Your Knowledge Of All Areas Covered In The Exam And To Guarantee That You're Prepared Mentally And Strategically To Take The Test, It Provides: Dozens Of Examples Assorted Practice Questions For Each Subject Area Covered In The Exam Priceless Test-taking Tips And Strategies Helpful Hints On How To Study For The Test, Manage Stress, And Stay Focused Wiley Series 4 Exam Review 2016 Is Your Ticket To Passing The Series 4 Test On The First Try—with Flying Colors!